Operational Due Diligence

EAC employs an insider's lens into investment strategies and operational infrastructures while monitoring all facets of your due diligence management.

Key Firm and Fund Document Review

Exhaustive analysis of DDQs, organizational and operative documents, audited financials, valuation and business continuity policies, and compliance manual

Partnership with Heads of Back Office

Obtain thorough understanding of your control environment including financial stability, trading and execution, conflicts of interest, role of management, IT infrastructure, and third-party service providers

Ongoing Discussion with Key Service Providers

• Independent verification of scope of services

• Confirmation of service level agreements

• Monitoring NAV reporting and compliance with valuation policy

Backgrounds Check and Regulatory Review

Review third party background checks and detailed review of the SEC Investment Advisor Public Disclosure Website in addition to independent searches to review credit reports, news coverage, social media, and criminal, civil, and bankruptcy court records

Ongoing Monitoring

• Identify and assess material changes to control environment

• Includes desktop review, conference calls, and additional on-site visits